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EMPLOYMENT AND LICENSING

Investment advisory services offered by Guardian Wealth Strategies, LLC, an SEC registered investment advisor. Tax services offered by Guardian Tax, LLC. Education, insurance and annuity products offered through Guardian Insurance Solutions, LLC. Guardian Wealth Strategies, Guardian Tax and Guardian Insurance Solutions are separate entities but may share in certain marketing or operational expenses. Insurance and annuity products are sold by agents of Guardian Insurance Solutions, for which a customary commission may be paid by the insurance company to the employee and/or Guardian Insurance Solutions. Investment Advisor Representatives with Guardian Wealth Strategies may be compensated for providing advisory or support services. Clients are not required to work with one entity as a condition of doing business with another. Separate charges may apply.

CONFIDENTIAL INFORMATION

The information in this communication is privileged and strictly confidential. It is intended solely for the use of the individual(s) named in the “To” line. If the reader of this message is not an intended recipient, or the employee or agent responsible to deliver it to the intended recipient, any dissemination, distribution, copying or other use of the information contained in this communication is strictly prohibited. If you have received this communication in error, please first notify the sender immediately and then delete the original message without any review/dissemination thereof.

IMPORTANT REQUIREMENTS TO PREVENT FRAUD

Guardian Wealth Strategies’ trading policy requires that all trading instructions must be submitted via a live phone call, or in person, to a representative of Guardian Wealth Strategies during regular business hours: 8:00 AM - 5:00 PM CT, Monday - Friday. GUARDIAN WEALTH STRATEGIES IS NOT RESPONSIBLE FOR PLACING ANY TRADES FROM INSTRUCTIONS LEFT VIA ELECTRONIC MAIL OR VOICE MAIL. Also, for your protection, all account transfer requests must be completed verbally by phone, or in person, with a firm team member.

CHANGES AND REQUESTS

Please remember to contact the Guardian Wealth Strategies management team if there are any changes in your personal/financial situation that could warrant a revision to our previous recommendations, or if you want to impose, add, modify any reasonable restrictions to our investment advisory services, or if you wish to direct that Guardian Wealth Strategies effect any specific transactions for your account. Please be advised that there can be no assurance that any email request will be reviewed and/or acted upon on the day it is received.